King Man (SFC:ABX825) Lai
黎景文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Man (SFC:ABX825) Lai (黎景文), a licensed former licensee with CE reference ABX825. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lighthouse Capital (HK) Financial Limited 光源資本(香港)金融有限公司 |
RO | Type 1 — Dealing in securities | 2017-03-08 | 2023-06-30 |
| Lighthouse Capital (HK) Financial Limited 光源資本(香港)金融有限公司 |
RO | Type 9 — Asset management | 2017-03-08 | 2023-06-30 |
| Grit Securities Limited 啟恒證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-08-31 | 2017-03-03 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 — Advising on securities | 2014-08-22 | 2017-03-03 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 — Asset management | 2014-08-22 | 2017-03-03 |
| Jimei Asset Management Limited 集美資產管理有限公司 |
RO | Type 9 — Asset management | 2011-08-19 | 2011-12-31 |
| Jimei Securities Limited 集美證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-01 | 2013-09-30 |
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 1 — Dealing in securities | 2007-04-13 | 2009-11-30 |
| Greater China Securities Limited 大中華證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-03-26 | 2007-04-13 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
RO | Type 1 — Dealing in securities | 2004-12-09 | 2007-02-28 |
| Hongkong Bay Securities Limited 港灣證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-08 | 2004-12-09 |
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2004-10-29 |
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-10-29 |
| Jimei Wealth Management Limited 集美財富管理有限公司 |
RO | Type 4 — Advising on securities | present | 2004-02-26 |
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-29 |
| Greater China Securities Limited 大中華證券有限公司 |
RO | Type 9 — Asset management | present | 2004-10-29 |