Cara Choon Yin Eio
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cara Choon Yin Eio ( ), a licensed former licensee with CE reference ABT425. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-02 | 2013-09-11 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-12 | 2013-09-11 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2007-04-23 | 2008-10-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2006-06-23 | 2008-10-21 |