Ka Lok Chan
陳家樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lok Chan (陳家樂), a licensed former licensee with CE reference ABT082. This person has 20.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-01-23 | 2023-08-31 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-01-23 | 2023-08-31 |
| Alpha Securities Company Limited 亞華證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2008-01-11 |
| Alpha Futures Company Limited 亞華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2008-01-11 |
| Alpha Securities Company Limited 亞華證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2005-01-21 |
| Alpha Futures Company Limited 亞華期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2005-01-21 |
| Alpha Securities Company Limited 亞華證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2005-01-21 |
| Alpha Futures Company Limited 亞華期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-21 |
| Alpha Securities Company Limited 亞華證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2005-01-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lok Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.