Norman Anthony Stalker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Norman Anthony Stalker ( ), a licensed former licensee with CE reference ABT073. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RO | Type 1 - Dealing in securities | present | 2004-02-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | present | 2004-02-19 |
| Merrill Lynch Far East Limited | RO | Type 4 - Advising on securities | present | 2004-02-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | present | 2004-02-19 |
| Merrill Lynch Far East Limited | RO | Type 6 - Advising on corporate finance | present | 2004-02-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | present | 2004-02-19 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 7 - Providing automated trading services | present | 2004-02-19 |
| Merrill Lynch Far East Limited | RO | Type 9 - Asset management | present | 2004-02-25 |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 9 - Asset management | present | 2004-02-19 |