Tze Fai Lui
呂子輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Fai Lui (呂子輝), a licensed former licensee with CE reference ABS467. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-01 | 2019-04-01 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-11 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-11 | 2016-06-30 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2015-02-01 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-09-22 |
| OnePlatform Securities Limited 環一證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-09-22 |