Dominic Tin Yan Lai
賴天恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic Tin Yan Lai (賴天恩), a licensed Representative with CE reference ABS403. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-22 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-05-22 | present |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-08 | 2023-05-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-10-08 | 2023-05-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2019-10-08 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-22 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-04 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-04 | 2019-10-08 |
| Christfund Futures Limited 恒豐期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2004-10-27 | 2007-05-24 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-05-24 |
| Christfund Futures Limited 恒豐期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-10-27 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-07 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-07 |
| Christfund Securities Limited 恒豐證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-07 |