Erick Leonardo Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Erick Leonardo Ng (吳泳洪), a licensed Representative with CE reference ABS050. Currently licensed at 1 firm(s): SinoPac Securities (Asia) Limited . Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-07-22 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | present |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-17 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-09 | 2017-02-12 |
| Hang Tung Securities Limited 恆通證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-09-09 |
| Hang Tung Securities Limited 恆通證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-09-09 |
| Hang Tung Securities Limited 恆通證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-09-09 |
| Hang Tung Securities Limited 恆通證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Erick Leonardo Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.