Chun Sheng Li
李俊盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Sheng Li (李俊盛), a licensed former licensee with CE reference ABP733. This person has 3.4 years of SFC licence history. Total licence records on file: 8.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
RO | Type 9 - Asset management | 2007-12-27 | 2009-04-09 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
RO | Type 9 - Asset management | 2007-12-27 | 2009-04-09 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 - Asset management | 2007-08-02 | 2007-12-27 |
| AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司 |
Rep | Type 9 - Asset management | 2007-08-02 | 2007-12-27 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-12-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-12-09 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-18 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Sheng Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.