Wai Man (SFC:ABP377) Tse
謝偉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:ABP377) Tse (謝偉文), a licensed Responsible Officer with CE reference ABP377. Currently licensed at 1 firm(s): RuiLian Financial Group Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-06 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 4 - Advising on securities | 2026-02-06 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
RO | Type 9 - Asset management | 2026-02-06 | present |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-25 | 2026-02-06 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-25 | 2026-02-06 |
| RuiLian Financial Group Company Limited 瑞聯金融集團有限公司 |
Rep | Type 9 - Asset management | 2023-08-25 | 2026-02-06 |