Stephen Gerard O'Shea
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Gerard O'Shea ( ), a licensed former licensee with CE reference ABM948. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2013-08-20 | 2018-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-07-10 | 2020-05-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-07-10 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-07-10 | 2020-05-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2013-07-10 | 2013-09-23 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2010-12-06 | 2013-02-21 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-13 | 2010-12-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-10-15 | 2013-02-21 |