Stephen Gerard O'Shea

CE No. ABM948 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Gerard O'Shea (), a licensed former licensee with CE reference ABM948. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch Far East Limited Rep Type 7 - Providing automated trading services 2013-08-20 2018-11-01
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2013-07-10 2020-05-15
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2013-07-10 2018-12-19
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2013-07-10 2020-05-15
Merrill Lynch (Asia Pacific) Limited Rep Type 7 - Providing automated trading services 2013-07-10 2013-09-23
Morgan Stanley Hong Kong Securities Limited Rep Type 2 - Dealing in futures contracts 2010-12-06 2013-02-21
Morgan Stanley Hong Kong Futures Limited Rep Type 2 - Dealing in futures contracts 2010-09-13 2010-12-06
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2004-10-15 2013-02-21

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