Aled Wyn James
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aled Wyn James ( ), a licensed former licensee with CE reference ABM661. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-12-30 | 2007-03-09 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-30 | 2007-03-09 |