Bruno Kam Wing Lee
李錦榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bruno Kam Wing Lee (李錦榮), a licensed former licensee with CE reference ABM471. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-01-07 | 2022-03-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-01-07 | 2022-03-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 — Asset management | 2016-01-07 | 2022-03-31 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-02 | 2016-01-07 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-02 | 2016-01-07 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-10-02 | 2016-01-07 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-08 | 2015-08-28 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-05-08 | 2015-08-28 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-03 | 2012-05-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-03 | 2012-05-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-01-03 | 2015-08-28 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2005-09-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2004-04-02 | 2005-09-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2004-04-02 | 2005-09-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-31 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-31 |