Kun Man Ng
吳謹民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kun Man Ng (吳謹民), a licensed former licensee with CE reference AAB723. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-03-28 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 4 — Advising on securities | present | 2004-11-08 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-11-08 |
| China Pacific Securities Limited 中華太平洋證券有限公司 |
RO | Type 9 — Asset management | present | 2004-11-08 |