Wai Kwan Yu
余慧群
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwan Yu (余慧群), a licensed former licensee with CE reference ABL735. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-06 | 2012-12-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-19 | 2012-12-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-06-24 | 2012-12-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-06-24 | 2010-11-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2007-07-25 | 2010-01-25 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-25 | 2010-01-25 |