Simon Andrew Rogers
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Andrew Rogers ( ), a licensed former licensee with CE reference ABF904. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | present | 2003-09-05 |
| UBS Securities Asia Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-09-05 |
| UBS Securities Asia Limited | Rep | Type 9 - Asset management | present | 2003-09-05 |