Richard Simon Chaplow

CE No. ABE464 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Simon Chaplow (), a licensed former licensee with CE reference ABE464. Total licence records on file: 4.

Licence history

FirmRoleRegulated activityFromTo
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 1 - Dealing in securities present 2004-03-19
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 4 - Advising on securities present 2004-03-19
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 6 - Advising on corporate finance present 2004-01-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 9 - Asset management present 2004-01-08

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