Kee Hung Fok

霍基雄
CE No. ABC138 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kee Hung Fok (霍基雄), a licensed former licensee with CE reference ABC138. This person has 15.5 years of SFC licence history. Total licence records on file: 6.

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Licence history

FirmRoleRegulated activityFromTo
Fulbright Securities Limited
富昌證券有限公司
Rep Type 1 - Dealing in securities 2007-11-08 2018-12-01
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 1 - Dealing in securities Pre-2003 2007-08-29
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 4 - Advising on securities Pre-2003 2003-08-09
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 6 - Advising on corporate finance Pre-2003 2003-08-09
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 7 - Providing automated trading services Pre-2003 2003-08-09
Lehman Brothers Securities Asia Limited
美國雷曼兄弟證券亞洲有限公司
Rep Type 9 - Asset management Pre-2003 2003-08-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kee Hung Fok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Crisostomo Medardo Felicisimo Cultura Lehman Brothers Securities Asia Limited 2003–2007
Kirk Chester Sweeney Lehman Brothers Securities Asia Limited 2003–2007
Shirley Mei Fung Chan Lehman Brothers Securities Asia Limited 2003–2007
David Tai Yuen Lam Lehman Brothers Securities Asia Limited 2003–2007
David L Paine Lehman Brothers Securities Asia Limited 2003–2007
Johnson Mar Lehman Brothers Securities Asia Limited 2003–2007
Christopher James Sidney O'Meara Lehman Brothers Securities Asia Limited 2003–2007
Edward Yuan Tse Lee Lehman Brothers Securities Asia Limited 2003–2005
Tang Seng Kee Lehman Brothers Securities Asia Limited 2003–2007
Robert Waldo Lance Lehman Brothers Securities Asia Limited 2003–2006
Wai Tsz Lai Lehman Brothers Securities Asia Limited 2003–2007
Sue Lin Holt Lehman Brothers Securities Asia Limited 2004–2007
Logan Siva Nirmalananda Lehman Brothers Securities Asia Limited 2004–2007
Edward Tze Loong Cheung Lehman Brothers Securities Asia Limited 2004–2007
William Sterett Bowmer III Lehman Brothers Securities Asia Limited 2003–2004
Hoi See Yuen Lehman Brothers Securities Asia Limited 2003–2004
Dominic Jon Penton Lehman Brothers Securities Asia Limited 2003–2005
Sylvia Ching Yan Luk Lehman Brothers Securities Asia Limited 2005–2007
William Ching Ho Fung Lehman Brothers Securities Asia Limited 2005–2007
Joonkee Hong Lehman Brothers Securities Asia Limited 2005–2007
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