Kai Ming Chim
詹繼明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Ming Chim (詹繼明), a licensed former licensee with CE reference ABA948. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-10 | 2011-08-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2007-07-05 | 2011-08-09 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2007-07-05 | 2010-09-10 |