Peter Richard Yuen
袁沛德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Richard Yuen (袁沛德), a licensed former licensee with CE reference ABA528. This person has 0.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-22 | 2004-04-27 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-22 | 2004-04-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-19 | 2003-12-17 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-09-19 | 2003-12-17 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peter Richard Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.