Peter Richard Yuen
袁沛德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Richard Yuen (袁沛德), a licensed former licensee with CE reference ABA528. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2004-03-22 | 2004-04-27 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-03-22 | 2004-04-27 |
| FT Securities Limited 富通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-09-19 | 2003-12-17 |
| Jefferies Bache (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2003-09-19 | 2003-12-17 |