Andrew Patrick Phillips
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Patrick Phillips ( ), a licensed former licensee with CE reference ABA082. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-17 | 2009-07-03 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-12-17 | 2009-07-03 |
| Aetas Global Markets Limited |
Rep | Type 1 — Dealing in securities | 2007-08-01 | 2007-10-18 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-24 | 2006-12-13 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-24 | 2006-12-13 |