Kin Ho Li
李健豪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ho Li (李健豪), a licensed former licensee with CE reference AAZ527. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-07-28 | 2008-10-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2006-07-04 | 2008-10-14 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2006-05-23 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-22 |