Simon John Ruckert
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon John Ruckert, a licensed former licensee with CE reference AAZ359. This person has 16.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital For Business Limited | RO | Type 9 - Asset management | 2010-01-08 | 2020-04-30 |
| Capital For Business Limited | Rep | Type 9 - Asset management | 2008-05-21 | 2010-01-08 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-11-21 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2007-11-21 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-10-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon John Ruckert during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.