Simon John Ruckert
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon John Ruckert ( ), a licensed former licensee with CE reference AAZ359. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital For Business Limited |
RO | Type 9 — Asset management | 2010-01-08 | 2020-04-30 |
| Capital For Business Limited |
Rep | Type 9 — Asset management | 2008-05-21 | 2010-01-08 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-11-21 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 4 — Advising on securities | present | 2007-11-21 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-10-12 |
| Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司 |
RO | Type 9 — Asset management | present | 2004-10-12 |