Adam Howard Joseph Conn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Howard Joseph Conn ( ), a licensed former licensee with CE reference AAZ321. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2020-03-18 | 2022-08-05 |
| Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-03-18 | 2022-08-05 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-03 | 2012-08-03 |