Adam Howard Joseph Conn

CE No. AAZ321 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Howard Joseph Conn (), a licensed former licensee with CE reference AAZ321. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Baillie Gifford Asia (Hong Kong) Limited
柏基亞洲(香港)有限公司
RO Type 1 — Dealing in securities 2020-03-18 2022-08-05
Baillie Gifford Asia (Hong Kong) Limited
柏基亞洲(香港)有限公司
RO Type 2 — Dealing in futures contracts 2020-03-18 2022-08-05
Baring Asset Management (Asia) Limited
霸菱資產管理(亞洲)有限公司
Rep Type 1 — Dealing in securities 2012-07-03 2012-08-03

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