Peter Edmund O'Connor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Edmund O'Connor ( ), a licensed former licensee with CE reference AAY578. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Universal (Hong Kong) Limited |
RO | Type 4 - Advising on securities | present | 2004-02-21 |
| Asset Universal (Hong Kong) Limited |
RO | Type 6 - Advising on corporate finance | present | 2004-02-21 |
| Asset Universal (Hong Kong) Limited |
RO | Type 9 - Asset management | present | 2004-02-21 |