Asset Universal (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Asset Universal (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference ABX262. Current licensed staff on file: 0 (total recorded over time: 1).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | present | 2004-02-21 |
| Type 6 - Advising on corporate finance | present | 2004-02-21 |
| Type 9 - Asset management | present | 2004-02-21 |
Licensed staff (all-time) (1)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Peter Edmund O'Connor | RO 4, 6, 9 | Pre-2003 | 2004-02 |
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