Ian Paul Carton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Paul Carton ( ), a licensed former licensee with CE reference AAY546. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2009-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2009-01-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2009-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-22 | 2009-01-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-22 | 2009-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-08-02 | 2009-01-08 |