Ian Paul Carton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ian Paul Carton, a licensed former licensee with CE reference AAY546. This person has 4.4 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2005-04-22 | 2009-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2009-01-08 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2005-04-22 | 2009-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-22 | 2009-01-08 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2005-04-22 | 2009-01-08 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2004-08-02 | 2009-01-08 |