Siu Wai Wong
黃瀟慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai Wong (黃瀟慧), a licensed former licensee with CE reference AAY168. This person has 1.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-06 | 2011-09-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-06 | 2011-09-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-06 | 2011-09-24 |