Siu Wai (SFC:AAY168) Wong
黃瀟慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wai (SFC:AAY168) Wong (黃瀟慧), a licensed former licensee with CE reference AAY168. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-06 | 2011-09-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-06 | 2011-09-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-06 | 2011-09-24 |