Kai Cho (SFC:AAW922) Chan
陳繼祖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Cho (SFC:AAW922) Chan (陳繼祖), a licensed former licensee with CE reference AAW922. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-11-04 | 2015-08-04 |
| Fulbright Futures Limited 富昌期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-06-11 | 2015-08-04 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-01-04 | 2010-06-11 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-04-15 | 2006-01-01 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 5 — Advising on futures contracts | 2003-04-15 | 2004-10-15 |
| Chief Commodities Limited 致富期貨商品有限公司 |
Rep | Type 9 — Asset management | 2003-04-15 | 2004-10-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2003-04-15 |
| Topmore Commodities Limited 德盛期貨有限公司 |
Rep | Type 9 — Asset management | present | 2003-04-15 |