Alex Chung Him Lai

黎重謙
CE No. AAW567 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Chung Him Lai (黎重謙), a licensed former licensee with CE reference AAW567. This person has 3.6 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Prudential Index Trading Company Limited
信誠期貨有限公司
Rep Type 2 - Dealing in futures contracts 2005-09-07 2007-04-01
SinoPac Futures (Asia) Limited
永豐金期貨(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts Pre-2003 2005-04-06
SinoPac Futures (Asia) Limited
永豐金期貨(亞洲)有限公司
Rep Type 5 - Advising on futures contracts Pre-2003 2004-01-20
SinoPac Futures (Asia) Limited
永豐金期貨(亞洲)有限公司
Rep Type 9 - Asset management Pre-2003 2004-01-20

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Chung Him Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Chi Hung Leung SinoPac Futures (Asia) Limited 2003–2005
Pik Yung Hui SinoPac Futures (Asia) Limited 2003–2005
Kim Wing Chow SinoPac Futures (Asia) Limited 2003–2005
Yuk Sheung Lau SinoPac Futures (Asia) Limited 2003–2005
Hei Ling Tsui SinoPac Futures (Asia) Limited 2003–2005
Samiel Chung Yin Chau SinoPac Futures (Asia) Limited 2003–2005
Ka Hung Chan SinoPac Futures (Asia) Limited 2003–2005
Pak Lun Lau SinoPac Futures (Asia) Limited 2003–2004
Hon Ming Chan SinoPac Futures (Asia) Limited 2003–2005
Cho Ho So Prudential Index Trading Company Limited 2005–2007
Ka Wing Wong Prudential Index Trading Company Limited 2005–2007
Kam Chiu Chau Prudential Index Trading Company Limited 2005–2007
Wing Fai Kwan Prudential Index Trading Company Limited 2005–2007
Ho Wah Lam Prudential Index Trading Company Limited 2005–2007
Kong Wah Lam Prudential Index Trading Company Limited 2005–2007
Doreen Oi Han Lin Prudential Index Trading Company Limited 2005–2007
Lisa Lai Wah Poon Prudential Index Trading Company Limited 2005–2007
James Ming Chau Wong Prudential Index Trading Company Limited 2005–2007
Chuen Man Yu Prudential Index Trading Company Limited 2005–2007
Sheung Kan Lui Prudential Index Trading Company Limited 2005–2007
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