Alex Chung Him Lai
黎重謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Chung Him Lai (黎重謙), a licensed former licensee with CE reference AAW567. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-09-07 | 2007-04-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-04-06 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-01-20 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-20 |