Pappy Yuk Ying Au
區玉瑛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pappy Yuk Ying Au (區玉瑛), a licensed former licensee with CE reference AAV908. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-18 | 2011-12-20 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-18 | 2011-12-20 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-11-25 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2010-10-27 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-05 |
| AIA Wealth Management Company Limited 友邦財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-25 |