Chi Kong (SFC:AAV499) Lam
林志江
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Kong (SFC:AAV499) Lam (林志江), a licensed former licensee with CE reference AAV499. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-16 | 2014-01-01 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-12 | 2013-09-02 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
RO | Type 4 — Advising on securities | 2006-11-22 | 2013-09-02 |
| Quam Asset Management Limited 華富建業資產管理有限公司 |
Rep | Type 9 — Asset management | 2004-01-29 | 2007-10-30 |
| China Tonghai (IA) Limited 中国通海投资顾问有限公司 |
Rep | Type 4 — Advising on securities | 2003-07-09 | 2006-11-22 |