Kam Wah (SFC:AAT442) Wong
黃錦華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wah (SFC:AAT442) Wong (黃錦華), a licensed former licensee with CE reference AAT442. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | present | 2016-01-12 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 4 - Advising on securities | present | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2003-09-30 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2003-08-22 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 9 - Asset management | present | 2003-09-30 |