Yuen Man (SFC:AAQ847) Chan
陳婉文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Man (SFC:AAQ847) Chan (陳婉文), a licensed former licensee with CE reference AAQ847. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-11 | 2024-06-28 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2020-07-19 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-18 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-18 |
| Lamtex Securities Limited 林達證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-18 |