Francisca Lo

CE No. AAQ462 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francisca Lo (), a licensed former licensee with CE reference AAQ462. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch Far East Limited Rep Type 1 - Dealing in securities 2005-05-19 2013-04-02
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 - Dealing in futures contracts 2005-05-19 2006-02-15
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities present 2013-04-02
Merrill Lynch (Asia Pacific) Limited Rep Type 4 - Advising on securities present 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 6 - Advising on corporate finance present 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 7 - Providing automated trading services present 2005-03-23
Merrill Lynch (Asia Pacific) Limited Rep Type 9 - Asset management present 2005-01-25

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