Anthony Kai Yiu Lo
羅啟耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Kai Yiu Lo (羅啟耀), a licensed former licensee with CE reference AAP861. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2008-12-12 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2005-03-31 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2005-03-31 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2005-03-08 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | present | 2005-03-08 |