Yau Wan Tsui
徐幼雲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Wan Tsui (徐幼雲), a licensed former licensee with CE reference AAP144. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-20 | 2016-11-30 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-20 | 2016-11-30 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-26 | 2013-06-08 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-31 | 2011-04-21 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-03 | 2006-09-01 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-06-02 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-02 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-02 |
| Megabase Securities Limited 萬達基證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-02 |