Johnny Chi Wah Lui
呂志華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Johnny Chi Wah Lui (呂志華), a licensed former licensee with CE reference AAK797. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 1 - Dealing in securities | present | 2004-11-22 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-11-22 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-11-22 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 9 - Asset management | present | 2004-11-22 |