Richard Alan Gittus
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Alan Gittus ( ), a licensed former licensee with CE reference AAK404. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-04 | 2014-03-17 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-01 | 2012-09-13 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | present | 2005-01-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | present | 2005-01-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 - Asset management | present | 2003-12-02 |