Chun Wai (SFC:AAK319) Wong
王振威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Wai (SFC:AAK319) Wong (王振威), a licensed former licensee with CE reference AAK319. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T & F Equities Limited | RO | Type 1 — Dealing in securities | 2018-01-29 | 2022-09-24 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-31 | 2018-01-27 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-10-31 | 2018-01-27 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-20 | 2016-10-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-20 | 2016-10-31 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-08 | 2013-05-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-02-08 | 2013-05-01 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | present | 2013-02-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2013-02-08 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-06-16 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
RO | Type 9 — Asset management | present | 2004-06-16 |