Leslye Jill Zimmern Gallie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Leslye Jill Zimmern Gallie ( ), a licensed former licensee with CE reference AAJ419. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| F. R. Zimmern Limited |
RO | Type 1 - Dealing in securities | present | 2019-10-25 |
| F. R. Zimmern Limited |
RO | Type 4 - Advising on securities | present | 2003-10-27 |
| F. R. Zimmern Limited |
RO | Type 6 - Advising on corporate finance | present | 2003-10-27 |
| F. R. Zimmern Limited |
RO | Type 9 - Asset management | present | 2003-10-27 |