Wai Chiu (SFC:AAI168) Li
李衛朝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chiu (SFC:AAI168) Li (李衛朝), a licensed Representative with CE reference AAI168. Currently licensed at 1 firm(s): Fulbright Securities Limited. Active regulated activities: Type 1 - Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | present | present |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-01-04 | 2011-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 4 - Advising on securities | present | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 6 - Advising on corporate finance | present | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 7 - Providing automated trading services | present | 2004-11-09 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 9 - Asset management | present | 2004-11-09 |