Fung Shan Liu
廖鳳珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Shan Liu (廖鳳珊), a licensed former licensee with CE reference ABI312. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EAA Securities Limited 東美證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-19 | 2023-10-31 |
| EAA Securities Limited 東美證券有限公司 |
RO | Type 4 — Advising on securities | 2008-05-19 | 2023-10-31 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2008-05-19 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-16 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-16 |
| EAA Securities Limited 東美證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-16 |