Patterson Kuo Yi Yao
姚國儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patterson Kuo Yi Yao (姚國儀), CE reference AAH645. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 4 — Advising on securities | 2020-08-06 | 2022-11-30 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
RO | Type 9 — Asset management | 2020-08-06 | 2022-11-30 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
Rep | Type 4 — Advising on securities | 2020-06-24 | 2020-08-06 |
| New Huadu Asset Management (Hong Kong) Limited 新華都(香港)投資基金有限公司 |
Rep | Type 9 — Asset management | 2020-06-24 | 2020-08-06 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-08-20 | 2020-02-01 |
| Rui Asset Management Company Limited 瑞駿資產管理有限公司 |
RO | Type 9 — Asset management | 2019-08-20 | 2020-02-01 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-13 | 2019-06-01 |
| Fenghua Asset Management Limited 豐華資產管理有限公司 |
RO | Type 9 — Asset management | 2018-02-13 | 2019-06-01 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
RO | Type 9 — Asset management | 2017-06-13 | 2018-01-17 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-05-23 | 2017-06-13 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2016-12-30 | 2017-03-17 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2016-12-30 | 2017-03-17 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-09 | 2016-12-30 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
Rep | Type 9 — Asset management | 2016-11-09 | 2016-12-30 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | 2015-11-16 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-06 | 2015-11-16 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-11-06 | 2015-11-16 |