Shui Cheong Ng
吳瑞昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shui Cheong Ng (吳瑞昌), a licensed former licensee with CE reference AQD381. This person has 8.9 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 1 - Dealing in securities | 2018-12-04 | 2021-11-03 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-12-04 | 2021-11-03 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 4 - Advising on securities | 2018-12-04 | 2021-11-03 |
| United Zone Investment Limited 聯際投資有限公司 |
RO | Type 9 - Asset management | 2018-12-04 | 2021-11-03 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-25 | 2018-12-04 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-25 | 2018-12-04 |
| United Zone Investment Limited 聯際投資有限公司 |
Rep | Type 9 - Asset management | 2018-10-25 | 2018-12-04 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-01-05 | 2018-07-11 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-14 | 2018-07-11 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-04-13 | 2018-07-11 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-03-20 | 2018-01-05 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-31 | 2017-03-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-31 | 2017-03-03 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-10-29 | 2016-07-30 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2015-10-29 | 2016-07-30 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-29 | 2011-07-08 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-16 | 2011-07-08 |
| Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-16 | 2011-02-11 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-03-20 | 2008-07-05 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-03-14 | 2008-07-05 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2007-12-13 | 2008-01-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shui Cheong Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.