Wing Tai (SFC:AAH244) Chan
陳榮泰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Tai (SFC:AAH244) Chan (陳榮泰), a licensed former licensee with CE reference AAH244. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2006-09-04 | 2011-03-31 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2011-03-31 |
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-02 |
| LGT Investment Management (Asia) Limited | Rep | Type 9 — Asset management | present | 2004-03-02 |