Wai Cheong Shum
岑偉昌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Cheong Shum (岑偉昌), a licensed former licensee with CE reference AAH063. This person has 8.3 years of SFC licence history. Total licence records on file: 24.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MAP Capital Limited 匯圖投資管理有限公司 |
RO | Type 4 - Advising on securities | 2014-10-06 | 2015-03-31 |
| MAP Capital Limited 匯圖投資管理有限公司 |
RO | Type 9 - Asset management | 2014-10-06 | 2015-03-31 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 1 - Dealing in securities | 2007-10-10 | 2011-01-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 4 - Advising on securities | 2007-10-10 | 2011-01-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 5 - Advising on futures contracts | 2007-10-10 | 2011-01-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RO | Type 9 - Asset management | 2007-10-10 | 2011-01-29 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2007-07-31 | 2007-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2007-07-31 | 2007-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 5 - Advising on futures contracts | 2007-07-31 | 2007-10-10 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2007-07-31 | 2007-10-10 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2007-03-27 | 2007-07-23 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 - Dealing in securities | 2007-03-27 | 2007-07-23 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 - Advising on securities | 2007-03-27 | 2007-07-23 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 5 - Advising on futures contracts | 2007-03-27 | 2007-07-23 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 9 - Asset management | 2007-03-27 | 2007-07-23 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 - Advising on securities | 2006-09-14 | 2007-03-27 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 5 - Advising on futures contracts | 2006-09-14 | 2007-03-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2004-11-05 | 2007-03-27 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 - Dealing in securities | 2004-11-05 | 2007-03-27 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 - Asset management | 2004-11-05 | 2007-03-27 |
| Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2004-11-01 |
| Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 |
RO | Type 4 - Advising on securities | Pre-2003 | 2004-11-01 |
| Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2003-12-05 |
| Asia Strategic Investment Management Limited 亞洲策略投資管理有限公司 |
RO | Type 9 - Asset management | Pre-2003 | 2004-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Cheong Shum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.