T. M. Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for T. M. Management Limited ( ), a Hong Kong-based licensed corporation with CE reference AAG443. Current licensed staff on file: 0 (total recorded over time: 3).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 - Advising on securities | present | 2004-12-21 |
| Type 6 - Advising on corporate finance | present | 2004-12-21 |
| Type 9 - Asset management | present | 2022-09-21 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Paul Edward Morton | RO 9 | 2004-04 | 2021-07 |
| Adam Wilson Topping | RO 4, 6, 9 | Pre-2003 | 2021-07 |
| Chao (SFC:BNF102) Sun 孫超 | Rep 9 | 2018-10 | 2020-12 |
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