James Campbell Sutherland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Campbell Sutherland ( ), a licensed former licensee with CE reference AAG237. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zetland Financial Services Limited |
RO | Type 4 - Advising on securities | present | 2004-02-03 |
| Zetland Financial Services Limited |
RO | Type 6 - Advising on corporate finance | present | 2004-02-03 |
| Zetland Financial Services Limited |
RO | Type 9 - Asset management | present | 2004-02-03 |