Zetland Financial Services Limited

CE No. AAG217 Licensed corporation Inactive

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zetland Financial Services Limited, a Hong Kong-based licensed corporation with CE reference AAG217. Current licensed staff on file: 0 (total recorded over time: 2).

Category:
Not categorized yet
Registered address:
N/A
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 4 - Advising on securities Pre-2003 2004-02-03
Type 6 - Advising on corporate finance Pre-2003 2004-02-03
Type 9 - Asset management Pre-2003 2004-02-03

Licensed staff trend

- Total licensed staff, all activities
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Licensed staff (all-time) (2)

Active on date
Name Activities First licensed To
James Campbell Sutherland RO 4, 6, 9 Pre-2003 2004-02
Jack William Flader Jr RO 4, 6, 9 Pre-2003 2004-02
Showing 1–2 of 2

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